BrokersReportados

Reguladores financieros

Alertas oficiales

Advertencias publicadas por la CNMV, SEC, FCA y otros reguladores financieros sobre entidades no autorizadas o que operan de forma no permitida.

3213 alertas encontradas

SECCrítica

Alerta SEC PAUSE - Crest Equity Partners, LP

Empresa: Crest Equity Partners, LP

SECCrítica

Alerta SEC PAUSE - United States Securities and Investments Dealers

Empresa: United States Securities and Investments Dealers

SECCrítica

Alerta SEC PAUSE - United States Securities Regulatory Commission (sic)

Empresa: United States Securities Regulatory Commission (sic)

SECCrítica

Alerta SEC PAUSE - United States Settlement and Claims Commission a.k.a. Settlement Claims Commission (SCC)

Empresa: United States Settlement and Claims Commission a.k.a. Settlement Claims Commission (SCC)

SECCrítica

Alerta SEC PAUSE - United States Trading Committee

Empresa: United States Trading Committee

SECCrítica

Alerta SEC PAUSE - US Compensation Bureau

Empresa: US Compensation Bureau

SECCrítica

Alerta SEC PAUSE - US Federal Oversight Investment Bureau

Empresa: US Federal Oversight Investment Bureau

SECCrítica

Alerta SEC PAUSE - US International Investment Trade Authority

Empresa: US International Investment Trade Authority

SECCrítica

Alerta SEC PAUSE - US Liquidation and Compensation Board

Empresa: US Liquidation and Compensation Board

SECCrítica

Alerta SEC PAUSE - US Registration Authority

Empresa: US Registration Authority

SECCrítica

Alerta SEC PAUSE - US Securities Registration Oversight Commission

Empresa: US Securities Registration Oversight Commission

SECCrítica

Alerta SEC PAUSE - US Shareholders Registry Department

Empresa: US Shareholders Registry Department

SECCrítica

Alerta SEC PAUSE - Washington Regulatory Division

Empresa: Washington Regulatory Division

SECCrítica

Alerta SEC PAUSE - 12 West Capital Management

Empresa: 12 West Capital Management

SECCrítica

Alerta SEC PAUSE - Access Broker.com Inc

Empresa: Access Broker.com Inc

SECCrítica

Alerta SEC PAUSE - Accrescent Holdings Inc.

Empresa: Accrescent Holdings Inc.

SECCrítica

Alerta SEC PAUSE - Acquisition & Development Consulting, Inc.

Empresa: Acquisition & Development Consulting, Inc.

SECCrítica

Alerta SEC PAUSE - ADG Capital LLC

Empresa: ADG Capital LLC

SECCrítica

Alerta SEC PAUSE - Advanced Global Securities Corporation

Empresa: Advanced Global Securities Corporation

SECCrítica

Alerta SEC PAUSE - Advisors Group, Inc.

Empresa: Advisors Group, Inc.

SECCrítica

Alerta SEC PAUSE - AIA Capital Markets, LLC

Empresa: AIA Capital Markets, LLC

SECCrítica

Alerta SEC PAUSE - Alliant Holdings I Inc.

Empresa: Alliant Holdings I Inc.

SECCrítica

Alerta SEC PAUSE - Alpha Investment Management LLC

Empresa: Alpha Investment Management LLC

SECCrítica

Alerta SEC PAUSE - American Financial Group, Inc.

Empresa: American Financial Group, Inc.

SECCrítica

Alerta SEC PAUSE - Apex Stock Transfer Inc.

Empresa: Apex Stock Transfer Inc.

SECCrítica

Alerta SEC PAUSE - Ardent Asset Advisors LP

Empresa: Ardent Asset Advisors LP

SECCrítica

Alerta SEC PAUSE - Arlington Securities Group

Empresa: Arlington Securities Group

SECCrítica

Alerta SEC PAUSE - Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc.

Empresa: Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc.

SECCrítica

Alerta SEC PAUSE - Barton Advisors, LLC

Empresa: Barton Advisors, LLC

SECCrítica

Alerta SEC PAUSE - Atlas Stock Transfer

Empresa: Atlas Stock Transfer

SECCrítica

Alerta SEC PAUSE - Beacon Capital Management Inc.

Empresa: Beacon Capital Management Inc.

SECCrítica

Alerta SEC PAUSE - U.S. Board of Merger & Acquisitions

Empresa: U.S. Board of Merger & Acquisitions

SECCrítica

Alerta SEC PAUSE - U.S. Bureau of Compensation and Liquidation

Empresa: U.S. Bureau of Compensation and Liquidation

SECCrítica

Alerta SEC PAUSE - U.S. Compensation Department

Empresa: U.S. Compensation Department

SECCrítica

Alerta SEC PAUSE - The Regulating Body of Securities and Investments

Empresa: The Regulating Body of Securities and Investments

SECCrítica

Alerta SEC PAUSE - U.S. Department of Registrars Bureau

Empresa: U.S. Department of Registrars Bureau

SECCrítica

Alerta SEC PAUSE - U.S. District Court of Arbitration

Empresa: U.S. District Court of Arbitration

SECCrítica

Alerta SEC PAUSE - U.S. International Bureau for Trading

Empresa: U.S. International Bureau for Trading

SECCrítica

Alerta SEC PAUSE - U.S. Mergers and Acquisition Regulatory Board

Empresa: U.S. Mergers and Acquisition Regulatory Board

SECCrítica

Alerta SEC PAUSE - U.S. Municipal Securities & Information Board

Empresa: U.S. Municipal Securities & Information Board

SECCrítica

Alerta SEC PAUSE - U.S. Registration of Securities Bureau

Empresa: U.S. Registration of Securities Bureau

SECCrítica

Alerta SEC PAUSE - U.S. Regulatory Securities Agency

Empresa: U.S. Regulatory Securities Agency

SECCrítica

Alerta SEC PAUSE - Stronghold Mergers & Acquisition Regulatory Board

Empresa: Stronghold Mergers & Acquisition Regulatory Board

SECCrítica

Alerta SEC PAUSE - State Securities Commission

Empresa: State Securities Commission

SECCrítica

Alerta SEC PAUSE - U.S. Regulatory Trade & Commission

Empresa: U.S. Regulatory Trade & Commission

SECCrítica

Alerta SEC PAUSE - Union Financial Protection Commission

Empresa: Union Financial Protection Commission

SECCrítica

Alerta SEC PAUSE - Securities Validation Department

Empresa: Securities Validation Department

SECCrítica

Alerta SEC PAUSE - Securities Transfer & Registration Group

Empresa: Securities Transfer & Registration Group

SECCrítica

Alerta SEC PAUSE - Securities Trading Commission

Empresa: Securities Trading Commission

SECCrítica

Alerta SEC PAUSE - Securities Trading Board

Empresa: Securities Trading Board